Michael Macauley

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2018
  Sii
  Los Angeles, CA
• 02/2015 → Present
  Seia Llc
  Los Angeles, CA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 08/2023 → Present
  Ses Llc
  Los Angeles, CA

Previous Registrations

• 2012-01-27 → 2015-04-02
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA

Other Businesses

1. SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 90 START DATE: 04/27/2015 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067-5040, United States DESCRIPTION: Advisor at Independent RIA SEIA, LLC. 2. MICHAEL MACAULEY POSITION: Insurance agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2009 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067-5040, United States DESCRIPTION: Was agent on policies placed prior to joining SEIA/Royal Alliance, receive renewals on old policies placed. 3. TML ADVISORS POSITION: Partner/Shareholder NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067-5040, United States DESCRIPTION: Participate in shareholder meetings 4. MACAULEY HOLDINGS LLC POSITION: Owner NATURE: LLC taxed as an S corp INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Book keeping, maintaining accounts, payroll, filing taxes.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-01-23

Designations

• Certified Financial Planner
• Chartered Financial Analyst