Elena R. Stanley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2022
  Nuveen Securities, Llc
  San Francisco, CA
• 10/2022 → 08/2024
  Lord Abbett
  San Francisco, CA
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Luis Obispo, CA
• 09/2024 → 12/2024
  Homemaker
  Paso Robles, CA
• 03/2025 → Present
  Bank Of America, N.A.
  San Luis Obispo, CA

Previous Registrations

• 2022-12-21 → 2024-09-17
  Lord, Abbett & Co. Llc
  Jersey City, NJ
• 2014-04-03 → 2022-10-17
  Nuveen Asset Management, Llc
  Chicago, IL

Other Businesses

I*: 2187288 Name: Stanley Family Farms Position: Land Owner Investment Related: No Hours: 0 During Trading Hours: 0 Start Date: 1/1/2022 Address: Paso Robles, CA Duties: I am the land owner. I own land that grows grapes and the grapes could be sold I*: 2187286 Entity Type: For Profit Name of OBA: W Montrose Building, LLC. Address: Chicago, IL 60641 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 02/03/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: I own a building with two units with my brother. My brother lives in one of the units, we are renting one apartment. My brother manages the property, I currently have a passive role. I*: 2499280 Entity Type: Charitable Name of OBA: ECHO Address: Paso Robles, CA 93446 Investment Related: No Position, Title, Association: Volunteer Literacy Coach Employee Start Date: 6/17/2025 Number of Hours: 2-4 hrs mthly Number of Hours during trading: 0 Duties: Echo is a homeless shelter that helps people secure long term housing, I will be a volunteer financial literacy coach I*2656276, Entity Type, Name of OBA:I K Irrevocable Trust 04/09/2020 Address:ChicagoIllinois60641, Investment Related:no, Position, Title, Association:Successor Trustee, Employee Start Date:04/09/2020 No Hours:0 yearly No Hours during trading: 0 Duties:Successor Trustee for parents. I*2656278, Entity Type, For Profit, Name of OBA: Katz Mgmt LLC,Address:ChicagoIllinois60641, Investment Related:no, Position, Title, Association: General Partner/Managing Member,Employee Start Date: 07/01/2018,No Hours:20 yearly, No Hours during trading 0: Duties: rental property .I am not involved in the day to day activities my brother who is my partner handles the day to day activities I*2656281, Entity Type, Name of OBA:Rental Property 1, Address: Investment Related:no, Position, Title, AssociationSole owner,: Employee Start Date:05/20/2025, No Hours:20yeraly. No Hours during trading:0 Duties:Rental Property 1/Sole Owner I*2670291, Entity Type non profit , Name of OBA: HerIdea Address: San FranciscoCalifornia94121 Investment Related: No Position, Title, Association: Volunteer Employee Start Date: 07/31/2025 No Hours: 10 yearly No Hours during trading: 2 yearly Duties:I will be a volunteer financial literacy coach

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-31
• S63 Uniform Securities Agent State Law Examination
  2013-12-12

Other Names

• Elena Renee Katz
• Elena Renee Katz
• Elena R Katz