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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-21
PA RA APPROVED 2006-11-28
  • AL RA
    APPROVED
    Since 2025-08-21
  • PA RA
    APPROVED
    Since 2006-11-28

Branch Locations

328 Innovation Boulevard Suite 301, State College, PA 16803 • United States

State College, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc State College PA 11/2006 Present
Tiaa State College PA 11/2006 Present
Other Businesses

(1) JAB PARTNERSHIP POSITION: Partner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2002 ADDRESS: 508 High St, Port Matilda PA 16870 DESCRIPTION: JAB Partnership was created in 2002 to hold investment rental property. The partnership consists of myself, my wife Annie (the managing partner), and another couple. There are 2 other rental properties owned by my wife and I separately as well. (2) STATE COLLEGE RENTAL PROPERTY POSITION: owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2019 ADDRESS: Home Address, State College PA 16803, United States DESCRIPTION: Landlord (3) GREEN RIDGE STREET DUNMORE POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/18/2003 ADDRESS: 1715/1717 Green Ridge Street, Dunmore PA 18509, United States DESCRIPTION: landlord (4) JEFFERSON AVENUE RENTAL POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2013 ADDRESS: 1743 Jefferson Avenue, Dunmore PA 18509, United States DESCRIPTION: Landlord (5) SAINT JOSEPH'S CATHOLIC ACADEMY POSITION: Board of director member NATURE: Serving on the School Board. I have been confirmed, and first meeting is October 13, 2025 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2025 ADDRESS: 901 Boalsburg Pike, Boalsburg PA 16827, United States DESCRIPTION: Advising the school of policies, strategy and fundraising

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-30
S63 Uniform Securities Agent State Law Examination 1999-01-13
  • S65 Uniform Investment Adviser Law Examination
    2006-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-01-13

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