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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
137 Main Street Unit O-203, Edwards, CO 81632 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Edwards | CO | 11/2009 | Present |
| Western Wealth Management Llc | Edwards | CO | 06/2016 | Present |
1) 07/12/2010: APRISENT FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) -0 Hrs/Mth - 0 Hrs During Trading. 2) 11/07/2013: APRISENT FINANCIAL GROUP, LLC - 137 MAIN ST UNIT O-203, - EDWARDS, CO 81632-8119 - REAL ESTATE RENTAL - 2% OF TIME SPENT - CO-OWNER - 0 Hrs/Mth - 0 Hrs During Trading. 3) 8/26/2015: Western Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/24/2015 - 160 Hours Per Month/130 Hours During Securities Trading. 4) 10/15/2015: Western Wealth Management, LLC - DBA: Western Wealth Management - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Started 08/24/2015 - 160 Hours Per Month/130 Hours During Securities Trading. 5) 4/25/2019 - Aprisent Financial Group - Investment Related - 137 Main St., Suite O-203, Edwards, CO 81632 - Real Estate Rental - Start Date: 01/09/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Aprisent Financial Group rents two offices inside our office. 6) 11/18/2021 - No Business Name - Investment Related - 137 Main St. Suite O-203, Edwards, CO 81632 - Real Estate Rental - Start Date: 12/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7) 06/26/2025 - Monica Gully, tutor - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date: 06/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-05 |
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