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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-11 |
Branch Locations
281 Millburn Ave, Millburn, NJ 07041 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Bank | Denville | NJ | 04/2005 | 01/2017 |
| Santander Securities Llc | Guaynabo | PR | 09/2012 | 01/2017 |
| Invest Financial Corp | Tampa | FL | 01/2017 | 12/2017 |
| Investors Bank | Succasunna | NJ | 01/2017 | 08/2022 |
| Cetera Investment Advisers Llc | Succasunna | NJ | 12/2017 | 08/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2017 | 08/2022 |
| Citizens Securities, Inc. | Succasunna | NJ | 08/2022 | Present |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 02/2026 | Present |
RENTAL PROPERTY - 12 ; INV RELATED;MORRISTOWN,NJ; INVESTMENT/RENTAL;100% OWNERSHIP; START DATE: 12/21/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;| RENTAL PROPERTY - 31 ; INV RELATED;WHIPPANY,NJ; INVESTMENT/RENTAL;100% OWNERSHIP; START DATE: 10/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-03 |
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