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Prospera Capital Management, LLC CRD 330390
$344M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Gilbert, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED | 2024-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2013 | 06/2024 |
| Self Employed | Boulder City | NV | 04/2020 | Present |
| Prospera Capital Management, Llc Dba Amparan Wealth Management | Gilbert | AZ | 06/2024 | Present |
NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT/INVESTMENT RELATED: NO ADDRESS (City/State): Boulder City, NV NATURE OF BUSINESS: Breast milk donations for premature and at risk babies POSITION: Contractor for Mothers Milk Bank of North Texas START DATE (Month/Year): 4/2020 APPROXIMATE HOURS PER MONTH: 80 NUMBER OF HOURS DURING TRADING HOURS: 2 DUTIES: Contractor/Donor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-26 |
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