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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Lake Bluff | IL | 09/2009 | 12/2022 |
| J.P. Morgan Securities Llc | Libertyville | IL | 10/2012 | 12/2022 |
| Fifth Third Bank | Chicago | IL | 12/2022 | Present |
| Fifth Third Securities | Chicago | IL | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-16 |
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