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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-15
  • NJ RA
    APPROVED
    Since 2025-08-15

Branch Locations

Maywood, NJ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. P. Morgan Chase Bank N. A. Woodhaven NY 09/2009 03/2021
J.P. Morgan Securities Llc Corona NY 10/2012 03/2021
Wells Fargo Bank, Na New York NY 05/2021 08/2024
Wells Fargo Clearing Services, Llc New York NY 05/2021 08/2024
Empower Financial Services, Inc Greenwood Village CO 08/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2025 Present
Santander Bank Hoboken NJ 08/2024 08/2025
  • 09/2009 → 03/2021
    J. P. Morgan Chase Bank N. A.
    Woodhaven, NY
  • 10/2012 → 03/2021
    J.P. Morgan Securities Llc
    Corona, NY
  • 05/2021 → 08/2024
    Wells Fargo Bank, Na
    New York, NY
  • 05/2021 → 08/2024
    New York, NY
  • 08/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2025 → Present
    Greenwood Village, CO
  • 08/2024 → 08/2025
    Santander Bank
    Hoboken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
S63 Uniform Securities Agent State Law Examination 2009-11-04
  • S66 Uniform Combined State Law Examination
    2021-07-29
  • S63 Uniform Securities Agent State Law Examination
    2009-11-04
Other Names
  • Fernando A Garcia
  • Fernando Antonio Garcia
  • Fernando Garcia

View on SEC IAPD

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