Nicholas Gerald Christ Finnigan

Employer firm

Delta Wealth Advisors LLC CRD 310504

$152M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2017
  Morgan Stanley
  Indianapolis, IN
• 06/2016 → 10/2017
  Morgan Stanley, Private Bank N.A.
  New York, NY
• 10/2017 → Present
  Delta Wealth Advisory Solutions, Llc
  Zionsville, IN
• 10/2017 → Present
  Delta Wealth Advisors
  Zionsville, IN

Previous Registrations

• 2017-11-02 → 2020-12-31
  Wealth Advisory Solutions, Llc
  Zionsville, IN
  Hinsdale, IL
• 2016-06-27 → 2017-11-06
  Morgan Stanley
  Indianapolis, IN

Other Businesses

I am a 24.5% part-owner of Delta Wealth CPA's and Advisors.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-24

Designations

• Chartered Financial Analyst

Other Names

• Niko Finnigan