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Nicholas Gerald Christ Finnigan

Delta Wealth Advisors LLC

Indianapolis, IN

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Current Employers
Delta Wealth Advisors Llc

Indianapolis, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-09-29
TX RA APPROVED 2020-09-28
  • IL RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Indianapolis IN 04/2016 10/2017
Morgan Stanley, Private Bank N.A. New York NY 06/2016 10/2017
Delta Wealth Advisory Solutions, Llc Zionsville IN 10/2017 Present
Delta Wealth Advisors Zionsville IN 10/2017 Present
  • 04/2016 → 10/2017
    Morgan Stanley
    Indianapolis, IN
  • 06/2016 → 10/2017
    Morgan Stanley, Private Bank N.A.
    New York, NY
  • 10/2017 → Present
    Delta Wealth Advisory Solutions, Llc
    Zionsville, IN
  • 10/2017 → Present
    Delta Wealth Advisors
    Zionsville, IN
Previous Registrations
Other Businesses

I am a 24.5% part-owner of Delta Wealth CPA's and Advisors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-24
  • S66 Uniform Combined State Law Examination
    2016-06-24
Designations
Other Names
  • Niko Finnigan

View on SEC IAPD

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