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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

Plainview, NY • United States

Cwm Retail, Sales 1524 Union Tpke, New Hyde Park, NY 11040 • United States

Citi Retail Banking 255 North Broadway, Hicksville, NY 11801 • United States

Citi Wealth Management, Sales 5801 Sunrise Highway, Holbrook, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Yonkers NY 04/2013 11/2016
Wells Fargo Bank Na Syosset NY 04/2013 03/2019
Wells Fargo Clearing Services, Llc Syosset NY 11/2016 03/2019
Laundry Boyz Inc Brooklyn NY 12/2018 11/2021
Lpl Financial Llc Whitestone NY 03/2021 05/2021
Sterling National Bank Whitestone NY 03/2021 05/2021
Citigroup Commack NY 11/2021 Present
  • 04/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Yonkers, NY
  • 04/2013 → 03/2019
    Wells Fargo Bank Na
    Syosset, NY
  • 11/2016 → 03/2019
    Syosset, NY
  • 12/2018 → 11/2021
    Laundry Boyz Inc
    Brooklyn, NY
  • 03/2021 → 05/2021
    Lpl Financial Llc
    Whitestone, NY
  • 03/2021 → 05/2021
    Sterling National Bank
    Whitestone, NY
  • 11/2021 → Present
    Citigroup
    Commack, NY
Previous Registrations
  • 2016-10-21 → 2019-03-26
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    White Plains, NY
    Garden City, NY
    Syosset, NY
    Garden City Park, NY
    New York, NY
Other Businesses

03/02/2021 - LAUNDRY BOYZ II INC - Business Owner - Laundromat - Non-Inv Rel - Start: 05/2020 - 4 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-26
S63 Uniform Securities Agent State Law Examination 2010-06-09
  • S65 Uniform Investment Adviser Law Examination
    2022-01-26
  • S63 Uniform Securities Agent State Law Examination
    2010-06-09

View on SEC IAPD

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