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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-04-20
  • PA RA
    APPROVED
    Since 2020-04-20

Branch Locations

2005 Market Street, Philadelphia, PA 19103-7098 • United States

Wallingford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 11/2012 Present
Macquarie Investment Management Business Trust Philadelphia PA 04/2020 Present
  • 11/2012 → Present
    Delaware Investments
    Philadelphia, PA
  • 04/2020 → Present
    Macquarie Investment Management Business Trust
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-26
S63 Uniform Securities Agent State Law Examination 2009-10-01
  • S65 Uniform Investment Adviser Law Examination
    2010-05-26
  • S63 Uniform Securities Agent State Law Examination
    2009-10-01
Other Names
  • Bill Roach
  • Roach Bill
  • William F. Roach
  • Bill Roach
  • William F Roach

View on SEC IAPD

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