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John Anthony Van Moffaert

Cetera Investment Advisers LLC

Lombard, IL

Cary, IL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
IL RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • IL RA
    APPROVED
    Since 2019-06-19

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Cary, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Llc Lombard IL 08/2012 06/2019
Foresters Financial Lombard IL 06/2014 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Lombard IL 06/2019 Present
  • 08/2012 → 06/2019
    Foresters Advisory Services Llc
    Lombard, IL
  • 06/2014 → 06/2019
    Foresters Financial
    Lombard, IL
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Lombard, IL
Previous Registrations
  • 2012-09-25 → 2019-06-24
    Foresters Advisory Services, Llc
    Lombard, IL
Other Businesses

1. EXECUTOR AND TRUSTEE OF GRANDFATHER'S ESTATE 2. JV WEALTH MANAGEMENT, FOR TAX PURPOSES, 100% OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-12
S63 Uniform Securities Agent State Law Examination 2009-09-18
  • S66 Uniform Combined State Law Examination
    2012-09-12
  • S63 Uniform Securities Agent State Law Examination
    2009-09-18
Other Names
  • Jack Anthony Vanmoffaert

View on SEC IAPD

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Other Investors

THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW
JEFFREY ARNOLD BORENSTEIN
ROBERT FRANCIS FEZZA
SANJAY Paul SHARMA
Mark Jason Schmulen
Tyler Hurst Smith

Other Offices

FORUM FINANCIAL MANAGEMENT, LP · LOMBARD, IL
OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMARD, IL

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