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Brandon Lane Foreman

LPl Financial LLC

New Braunfels, TX

San Antonio, TX

CRD 5712184

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-24
  • TX RA
    APPROVED
    Since 2016-10-24

Branch Locations

468 S Seguin Ave, Ste 400, New Braunfels, TX 78130 • United States

11550 W Interstate 10, Ste 180, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc San Antonio TX 07/2011 10/2016
Kevin Foreman - Thrivent Financial For Lutherans San Antonio TX 04/2012 10/2016
Lpl Financial, Llc San Antonio TX 10/2016 Present
Previous Registrations
Other Businesses

1. 10/24/2016 - FOREMAN FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN ANTONIO, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-13
  • S66 Uniform Combined State Law Examination
    2012-04-13
Other Names
  • Brandon Lane Foreman
  • Brandon Foreman

View on SEC IAPD

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