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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-02
CA RA APPROVED 2014-10-01
  • TX RA
    APPROVED_RES
    Since 2019-10-02
  • CA RA
    APPROVED
    Since 2014-10-01

Branch Locations

1480 1St St, Livermore, CA 94550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Livermore CA 06/2012 Present
J.P. Morgan Securities Llc Livermore CA 10/2012 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2012 ADDRESS: 2814 SCHAUMBURG IL. DETAILS: This is a rental property I own and manage INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-26
S63 Uniform Securities Agent State Law Examination 2011-06-17
  • S66 Uniform Combined State Law Examination
    2014-09-26
  • S63 Uniform Securities Agent State Law Examination
    2011-06-17
Other Names
  • Alejandra Flores
  • Alex Flores
  • Alejandra Flores

View on SEC IAPD

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