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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-02 |
| CA | RA | APPROVED | 2014-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Livermore | CA | 06/2012 | Present |
| J.P. Morgan Securities Llc | Livermore | CA | 10/2012 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2012 ADDRESS: 2814 SCHAUMBURG IL. DETAILS: This is a rental property I own and manage INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-17 |
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