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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-10
ND RA APPROVED 2026-03-09
GA RA APPROVED 2026-03-03
LA RA APPROVED 2026-03-02
NE RA APPROVED 2026-03-02
NM RA APPROVED 2026-03-02
UT RA APPROVED 2026-03-02
VI RA APPROVED 2026-03-02
AL RA APPROVED 2026-02-27
AK RA APPROVED 2026-02-27
DE RA APPROVED 2026-02-27
IA RA APPROVED 2026-02-27
KS RA APPROVED 2026-02-27
ME RA APPROVED 2026-02-27
MD RA APPROVED 2026-02-27
MN RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
NC RA APPROVED 2026-02-27
PR RA APPROVED 2026-02-27
TX RA APPROVED 2026-02-27
FL RA APPROVED 2025-03-28
NY RA APPROVED 2025-03-27
  • DC RA
    APPROVED
    Since 2026-03-10
  • ND RA
    APPROVED
    Since 2026-03-09
  • GA RA
    APPROVED
    Since 2026-03-03
  • LA RA
    APPROVED
    Since 2026-03-02
  • NE RA
    APPROVED
    Since 2026-03-02
  • NM RA
    APPROVED
    Since 2026-03-02
  • UT RA
    APPROVED
    Since 2026-03-02
  • VI RA
    APPROVED
    Since 2026-03-02
  • AL RA
    APPROVED
    Since 2026-02-27
  • AK RA
    APPROVED
    Since 2026-02-27
  • DE RA
    APPROVED
    Since 2026-02-27
  • IA RA
    APPROVED
    Since 2026-02-27
  • KS RA
    APPROVED
    Since 2026-02-27
  • ME RA
    APPROVED
    Since 2026-02-27
  • MD RA
    APPROVED
    Since 2026-02-27
  • MN RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • NC RA
    APPROVED
    Since 2026-02-27
  • PR RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED
    Since 2026-02-27
  • FL RA
    APPROVED
    Since 2025-03-28
  • NY RA
    APPROVED
    Since 2025-03-27

Branch Locations

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 01/2009 Present
Hsbc Securities Usa Inc. Miami FL 09/2009 Present
  • 01/2009 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
  • 09/2009 → Present
    Hsbc Securities Usa Inc.
    Miami, FL
Other Businesses

1. The name of the other business - N?A 2. Whether the business is investment-related NO 3. The address of the other business - 746 SW 2nd St Apt 3 Miami Fl 33130 4. The nature of the other business - I will be renting a property I own 5. Your position - property owner 6. Title - n/a 7. Relationship with the other business n/a 8. The start date of your relationship 05/01/2021 9. The approximate number of hours/month you devote to the other business -0 10. The number of hours you devote to the other business during securities trading hours -0 11. Briefly describe your duties relating to the other business I will be renting out a property I own

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
S63 Uniform Securities Agent State Law Examination 2009-10-23
  • S66 Uniform Combined State Law Examination
    2025-03-27
  • S63 Uniform Securities Agent State Law Examination
    2009-10-23

View on SEC IAPD

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