Caryn Taurog Borden

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Prospera Financial Services, Inc
  Dallas, TX

Previous Registrations

• 2015-01-12 → 2016-02-25
  Fullcircle Wealth Llc
  Mckinney, TX
• 2013-03-13 → 2015-02-11
  Triad Advisors Llc
  Dallas, TX
  Atlanta, GA
  Dallas, TX
• 2010-06-21 → 2013-03-14
  Invest Financial Corporation
  Dallas, TX

Other Businesses

Ski Ranches HOA; Investment Related - No; PO Box 3275 Telluride, CO 81435. HOA; Board Member; 04/2023; 3 Hours per Month; 0 During Trading Hours; Monthly HOA Board Meetings.

Exams

• S66 Uniform Combined State Law Examination
  2010-06-15

Other Names

• Caryn Lee Taurog