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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| MN | RA | APPROVED | 2021-01-08 |
Branch Locations
7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Lake Elmo | MN | 10/2013 | 01/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2013 | 01/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-10 |
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