Robert Edward Dykes

$2.63B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-04-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of America, N.A.	Raleigh	NC	11/2015	02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Raleigh	NC	11/2015	01/2018
Unemployed	Morrisville	NC	02/2018	04/2018
First Citizens Investor Services	Raleigh	NC	04/2018	Present

11/2015 → 02/2018

Bank Of America, N.A.

Raleigh, NC
11/2015 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC
02/2018 → 04/2018

Unemployed

Morrisville, NC
04/2018 → Present

First Citizens Investor Services

Raleigh, NC

2015-12-15 → 2018-02-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC
2013-03-19 → 2015-10-06

Td Ameritrade, Inc.

Cary, NC
2013-03-19 → 2015-10-06

Td Ameritrade Investment Management, Llc

Cary, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-18
S63	Uniform Securities Agent State Law Examination	2010-02-20