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Brad A Bartz

Ridgewood Wealth Management LLC

Southlake, TX

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Current Employers
Ridgewood Wealth Management Llc

180 State Street Suite 225, Southlake, TX 76092 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-04
  • TX RA
    APPROVED
    Since 2019-06-04

Branch Locations

180 State Street Suite 225, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 08/2009 04/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2019
Ridgewood Wealth Management Grapevine TX 04/2019 Present
  • 08/2009 → 04/2019
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 04/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2019 → Present
    Ridgewood Wealth Management
    Grapevine, TX
Previous Registrations
  • 2018-07-13 → 2019-04-15
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2010-09-13 → 2018-07-13
    Strategic Advisers Llc
    Westlake, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-10
S63 Uniform Securities Agent State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2010-09-10
  • S63 Uniform Securities Agent State Law Examination
    2009-12-21

View on SEC IAPD

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Other Investors

MERRY LYN BAGWELL
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SzeSze Fertitta
JOHN SCOTT WICKE
OWEN FRED GARTRELL
RAEANN MARIE SARSFIELD
Qlirim Dauti
HOUSTON L RICHARDS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
GENEOS WEALTH MANAGEMENT, INC. · SOUTHLAKE, TX

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