Frank Garces

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-18
TX	RA	APPROVED	2021-08-17

FL RA
APPROVED

Since 2021-08-18
TX RA
APPROVED

Since 2021-08-17

Branch Locations

5601 Red Bug Lake Rd, Winter Springs, FL 32708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Winter Park	FL	10/2012	06/2021
F & S Commerce, Inc.	Orlando	FL	06/2018	Present
J.P. Morgan Securities Llc	Orlando	FL	07/2021	Present
Jpmorgan Chase Bank, N.A.	Winter Park	FL	10/2012	06/2021
Jpmorgan Chase Bank, N.A.	Orlando	FL	07/2021	Present

10/2012 → 06/2021

J.P. Morgan Securities Llc

Winter Park, FL
06/2018 → Present

F & S Commerce, Inc.

Orlando, FL
07/2021 → Present

J.P. Morgan Securities Llc

Orlando, FL
10/2012 → 06/2021

Jpmorgan Chase Bank, N.A.

Winter Park, FL
07/2021 → Present

Jpmorgan Chase Bank, N.A.

Orlando, FL

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: F & S COMMERCE, INC. POSITION: PRESIDENT / CEO START DATE: 6/25/2018 ADDRESS: No website exists yet. Orlando, FL DETAILS: E-COMMERCE BUSINESS. SELLING PERSONAL GOODS (ORGANIC SOAPS, LOTIONS, SHAMPOO, ETC.) THROUGH AMAZON. DAY TO DAY OPERATIONS OF THE BUSINESS. HOURS DEDICATED (per month unless otherwise indicated): 3-5 HOURS WEEKLY HOURS DURING TRADING: 3-5 ON DAY OFF OR AFTER WORK INVESTMENT RELATED: NO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-03
S63	Uniform Securities Agent State Law Examination	2009-10-16

S66 Uniform Combined State Law Examination

2021-04-03
S63 Uniform Securities Agent State Law Examination

2009-10-16