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Current Employers
Bok Financial Private Wealth, Inc.

1600 Broadway 4Th Floor, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-25
CA RA APPROVED 2025-06-17
CO RA APPROVED 2025-06-17
TX RA APPROVED_RES 2025-06-17
OK RA APPROVED 2025-06-16
  • NE RA
    APPROVED
    Since 2025-06-25
  • CA RA
    APPROVED
    Since 2025-06-17
  • CO RA
    APPROVED
    Since 2025-06-17
  • TX RA
    APPROVED_RES
    Since 2025-06-17
  • OK RA
    APPROVED
    Since 2025-06-16

Branch Locations

One Williams Center Plaza Level, Tulsa, OK 74172 • United States

Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-20
DE RA APPROVED 2025-06-18
MI RA APPROVED 2025-06-18
NH RA APPROVED 2025-06-18
NC RA APPROVED 2025-06-18
CA RA APPROVED 2025-06-17
CO RA APPROVED 2025-06-17
CT RA APPROVED 2025-06-17
ID RA APPROVED 2025-06-17
IL RA APPROVED 2025-06-17
LA RA APPROVED 2025-06-17
MO RA APPROVED 2025-06-17
NJ RA APPROVED 2025-06-17
NM RA APPROVED 2025-06-17
PA RA APPROVED 2025-06-17
TX RA APPROVED_RES 2025-06-17
UT RA APPROVED 2025-06-17
VT RA APPROVED 2025-06-17
VA RA APPROVED 2025-06-17
KS RA APPROVED 2025-06-16
OK RA APPROVED 2025-06-16
WA RA APPROVED 2025-06-16
  • OH RA
    APPROVED
    Since 2025-06-20
  • DE RA
    APPROVED
    Since 2025-06-18
  • MI RA
    APPROVED
    Since 2025-06-18
  • NH RA
    APPROVED
    Since 2025-06-18
  • NC RA
    APPROVED
    Since 2025-06-18
  • CA RA
    APPROVED
    Since 2025-06-17
  • CO RA
    APPROVED
    Since 2025-06-17
  • CT RA
    APPROVED
    Since 2025-06-17
  • ID RA
    APPROVED
    Since 2025-06-17
  • IL RA
    APPROVED
    Since 2025-06-17
  • LA RA
    APPROVED
    Since 2025-06-17
  • MO RA
    APPROVED
    Since 2025-06-17
  • NJ RA
    APPROVED
    Since 2025-06-17
  • NM RA
    APPROVED
    Since 2025-06-17
  • PA RA
    APPROVED
    Since 2025-06-17
  • TX RA
    APPROVED_RES
    Since 2025-06-17
  • UT RA
    APPROVED
    Since 2025-06-17
  • VT RA
    APPROVED
    Since 2025-06-17
  • VA RA
    APPROVED
    Since 2025-06-17
  • KS RA
    APPROVED
    Since 2025-06-16
  • OK RA
    APPROVED
    Since 2025-06-16
  • WA RA
    APPROVED
    Since 2025-06-16

Branch Locations

One Williams Center Plaza Level, Tulsa, OK 74172 • United States

Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-01-08
  • OK RA
    APPROVED
    Since 2018-01-08

Branch Locations

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Tulsa OK 07/2016 Present
Bokf, Na Tulsa OK 07/2016 Present
Cavanal Hill Investment Management, Inc. Tulsa OK 06/2025 Present
Bok Financial Private Wealth, Inc. Tulsa OK 06/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-21
S63 Uniform Securities Agent State Law Examination 2013-01-18
  • S66 Uniform Combined State Law Examination
    2017-12-21
  • S63 Uniform Securities Agent State Law Examination
    2013-01-18

View on SEC IAPD

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