Remo Antoniolli

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-08-24
TX	RA	APPROVED	2011-08-24

CA RA
APPROVED

Since 2011-08-24
TX RA
APPROVED

Since 2011-08-24

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale,	AZ	08/2011	Present
Bank Of America, N.A.	Scottsdale	AZ	09/2011	Present

08/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale,, AZ
09/2011 → Present

Bank Of America, N.A.

Scottsdale, AZ

Previous Registrations

2010-03-04 → 2011-08-26

Fsc Securities Corporation

Bloomfield Hills, MI

Bloomfield Hills, MI

Other Businesses

I*44543 For profit or not for profit: For-Profit Organization Name of outside business organization: Rabia Associates, LLC Investment related: N Address of business: Scottsdale, Arizona 85255 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/2005 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate Investments, Buy, Rent, Sell I*44542 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANTONIOLLI, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: SCOTTSDALE, ARIZONA 85255 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2005 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE INVESTMENT, PURCHASE, RENT, SELL I*74979 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PHOENIX MEN'S ART COUNCIL INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHOENIX, ARIZONA 85004 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 8/1/2014 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PHOENIX MEN'S ART COUNCIL SUPPORTS THE PHOENIX ART MUSEUM THROUGH FOUR FUND-RAISERS. I AM VOLUTEERING TO SUPPORT THOSE ACTIVITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-14
S63	Uniform Securities Agent State Law Examination	2009-10-19

S65 Uniform Investment Adviser Law Examination

2010-01-14
S63 Uniform Securities Agent State Law Examination

2009-10-19

View on SEC IAPD