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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-03
  • FL RA
    APPROVED
    Since 2021-02-03

Branch Locations

1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States

Nokomis, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sarasota FL 10/2020 Present
Wells Fargo Private Bank Sarasota FL 09/2011 10/2020
City National Bank Sarasota FL 02/2022 Present
  • 10/2020 → Present
    Sarasota, FL
  • 09/2011 → 10/2020
    Wells Fargo Private Bank
    Sarasota, FL
  • 02/2022 → Present
    City National Bank
    Sarasota, FL
Previous Registrations
  • 2010-02-11 → 2012-03-14
    Wood Asset Management Llc
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-29
S65 Uniform Investment Adviser Law Examination 2009-12-23
  • S66 Uniform Combined State Law Examination
    2020-12-29
  • S65 Uniform Investment Adviser Law Examination
    2009-12-23
Other Names
  • Agnese Ozolina
  • Agnese Butlere

View on SEC IAPD

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