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Luca Anthony D Italia

Independence Financial Advisors, LLC

Franklin, NH

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Current Employers
Independence Financial Advisors, Llc

402 Central Street, Franklin, NH 03235 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-02-22
NH RA APPROVED 2018-12-26
  • MA RA
    APPROVED
    Since 2019-02-22
  • NH RA
    APPROVED
    Since 2018-12-26

Branch Locations

402 Central Street, Franklin, NH 03235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Savings Bank (Independence Financial Advisors) Franklin NH 06/2015 Present
Infinex Investments, Inc. Meriden CT 06/2015 09/2018
  • 06/2015 → Present
    Franklin Savings Bank (Independence Financial Advisors)
    Franklin, NH
  • 06/2015 → 09/2018
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2015-06-17 → 2018-09-17
    Franklin, NH
    Merrimack, NH
  • 2013-12-09 → 2015-06-22
    Td Ameritrade, Inc.
    Burlington, MA
    Bedford, NH
  • 2013-12-09 → 2015-06-22
    Td Ameritrade Investment Management, Llc
    Burlington, MA
  • 2012-12-20 → 2013-11-25
    Manchester, NH
    Colchester, VT
  • 2012-07-05 → 2012-10-23
    Laconia, NH
  • 2009-12-03 → 2011-08-30
    Waddell & Reed
    Bedford, NH
Other Businesses

Mr. D'Italia is also employed by Consolidated Life Producers, which is located at 33 Main Street, Suite 201, Nashua, NH 03064. He has worked for this company since 2015. Consolidated Life Producers provides fixed annuities and fixed life insurance products. In this role he assists and advises clients on fixed annuities and fixed life insurance products. Mr. D'Italia allocates less than ten percent (10%) of his time to insurance activities. Mr. D'Italia anticipates being able to devote his full attention to both Independence Financial Advisors and Consolidated Life Producers during the work day. He will always be able to assist either business; however, on any given day the amount of time he dedicates to each business will vary based on the needs of the business and his clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-02
S63 Uniform Securities Agent State Law Examination 2009-11-09
  • S65 Uniform Investment Adviser Law Examination
    2009-12-02
  • S63 Uniform Securities Agent State Law Examination
    2009-11-09
Designations
Other Names
  • Luca Anthony Ditalia
  • Luca Anthony D Italia
  • Luca Anthony D'ITalia

View on SEC IAPD

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