Sanjay Dhar

Current Employers

Employment History

• 07/2014 → 09/2023
  Sagepoint Financial
  San Jose, CA
• 09/2023 → 07/2026
  Osaic Wealth, Inc.
  San Jose, CA
• 07/2026 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 07/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Bay Area Wealth Management Group
  San Ramon, CA

Previous Registrations

• 2023-09-01 → 2026-07-30
  Osaic Wealth, Inc.
  San Jose, CA
  San Ramon, CA
• 2014-07-17 → 2023-09-01
  Osaic Services, Inc.
  San Jose, CA
• 2009-10-21 → 2014-07-17
  New England Securities
  Foster City, CA
  San Ramon, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: BAY AREA WEALTH MANAGEMENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: QUANTUM TRADES LLC INVESTMENT RELATED: NO ADDRESS: 2618 MINTON CT, PLEASANTON, CA NATURE OF BUSINESS: FINTECH START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELPING WITH APPLICATION DESIGN AND NAVIGATION OF THEIR FINTECH PLATFORM

Exams

• S66 Uniform Combined State Law Examination
  2009-10-03