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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-04-12 |
| TX | RA | APPROVED_RES | 2018-04-10 |
Branch Locations
499 Rte 70, Brick, NJ 08723 • United States
4001 Us Highway 9, Howell, NJ 07731 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2012 | 03/2018 |
| Bank Of America, N.A. | Penningtom | NJ | 02/2012 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | Brick | NJ | 04/2018 | Present |
| J.P. Morgan Securities Llc | Brick | NJ | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-06 |
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