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Kenneth S Krell

T. Rowe Price Advisory Services, Inc.

Laguna Niguel, CA

CRD 5710544

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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-22
CO RA APPROVED 2024-07-08
CA RA APPROVED 2024-07-05
  • MD RA
    APPROVED
    Since 2024-10-22
  • CO RA
    APPROVED
    Since 2024-07-08
  • CA RA
    APPROVED
    Since 2024-07-05

Branch Locations

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds San Antonio TX 08/2013 08/2017
Principal Life Insurance Company Costa Mesa CA 08/2017 10/2023
Principal Securities Inc Costa Mesa CA 09/2017 10/2023
T. Rowe Price Laguna Niguel CA 10/2023 Present
  • 08/2013 → 08/2017
    American Funds
    San Antonio, TX
  • 08/2017 → 10/2023
    Principal Life Insurance Company
    Costa Mesa, CA
  • 09/2017 → 10/2023
    Principal Securities Inc
    Costa Mesa, CA
  • 10/2023 → Present
    T. Rowe Price
    Laguna Niguel, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-18
  • S66 Uniform Combined State Law Examination
    2011-11-18
Other Names
  • Kenneth Stephen Krell

View on SEC IAPD

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