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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-07-02 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1201 Pacific Ave, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Winstom Salem | NC | 06/2019 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Winstom Salem | NC | 02/2021 | 07/2021 |
| Pnc Wealth Management | Charlotte | NC | 05/2013 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 05/2026 | Present |
| Wells Fargo Bank Na | Charlotte | NC | 07/2021 | Present |
BUGS ENTERPRISES, LLC; INV RELATED;HUNTERSVILLE,NC; RECYCLING WASTE MATERIALS ;100% OWNERSHIP; START DATE: 10/31/2017; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENEW RESOURCES, LLC; INV RELATED;HUNTERSVILLE,NC; RECYCLING WASTE MATERIALS ;100% OWNERSHIP; START DATE: 04/01/2015; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-14 |
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