Joel David Cox

Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-01-20

OH RA
APPROVED

Since 2023-01-20

Branch Locations

Bexley, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usaf	Springfield	OH	11/2002	Present
Sweney Cartwright & Co.	Columbus	OH	08/2009	Present
Cartwright Advisors Llc	Columbus	OH	06/2017	08/2019
Boenning & Scattergood	West Conshohocken	PA	08/2019	Present

11/2002 → Present

Usaf

Springfield, OH
08/2009 → Present

Sweney Cartwright & Co.

Columbus, OH
06/2017 → 08/2019

Cartwright Advisors Llc

Columbus, OH
08/2019 → Present

Boenning & Scattergood

West Conshohocken, PA

Previous Registrations

2019-08-27 → 2023-01-17

Boenning & Scattergood, Inc.

Columbus, OH
2017-06-14 → 2019-09-25

Cartwright Advisors Llc

Columbus, OH

Other Businesses

Spectrum Manager - Air National Guard. Springfield, OH. Began Nov. 2002 - No time allocated during normal business hours. Trustee for George E Geissbuhler Trust, start date September 2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-21

S66 Uniform Combined State Law Examination

2019-08-21

View on SEC IAPD