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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-16 |
| NC | RA | APPROVED | 2015-09-08 |
Branch Locations
2301 Airport Blvd, Wilson, NC 27896 • United States
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ymca | Wilson | NC | 05/2004 | 04/2017 |
| Level Four Advisory Services | Wilson | NC | 09/2015 | Present |
| Lpl Financial Llc | Wilson | NC | 09/2015 | 03/2021 |
| Level Four Financial, Llc | Dallas | TX | 03/2021 | Present |
1.LEVEL FOUR INSURANCE SERVICES, LLC, INVESTMENT RELATED, NON-VARIABLE INSURANCE, 50% OF TIME DEVOTED TO SALES OF FIXED, TERM AND WHOLE INSURANCE, STARTED 9/11/2015. 2.LEVEL FOUR ADVISORY SERVICES, INVESTMENT RELATED, 7868 HIGHWAY 70 WEST, LAGRANGE, NC 28551, REGISTERED INVESTMENT ADVISOR, 30% OF TIME SPENT DURING TRADING HOURS, FEE BASED ASSET MANAGEMENT AND FEE FOR SERVICE, STARTED 7/27/2016. 3.NOTARY, NOT INVESTMENT RELATED, 1 HOUR PER MONTH DEVOTED DURING TRADING HOURS, STARTED 2/15/2015. 4.SOCO PROPERTIES, LLC, INVESTMENT RELATED, HOME BASED & WILSON, NC, REAL ESTATE RENTAL PROPERTY, PURCHASED PROPERTY AND FORMED LLC TO RENOVATE AND RENT, 5 HOUR PER MONTH / 0 DURING TRADING HOURS, STARTED 10/20/2017. 5.SOCO PROPERTIES II, LLC, INVESTMENT RELATED, HOME BASED & WILSON, NC, REAL ESTATE RENTAL PROPERTY, PURCHASED PROPERTY AND FORMED LLC TO RENOVATE AND RENT, 10 HOUR PER MONTH / 0 DURING TRADING HOURS, STARTED 6/12/2019. 6.SARGENT INVESTMENT GROUP, LLC, INVESTMENT RELATED, WILSON, NC, 27810, REAL ESTATE RENTAL PROPERTY, 25% PARTNER, TRACK EXPENSES AND INCOME AND PAY BILLS FOR THE LLC, 1 HOUR PER MONTH DEVOTED DURING TRADING HOURS, STARTED 2018. 7.SARGENT PROPERTIES, LLC, INVESTMENT RELATED, WILSON, NC, 27810, REAL ESTATE RENTAL PROPERTY, 25% PARTNER, TRACK EXPENSES AND INCOME AND PAY BILLS FOR THE LLC, 2 HOURS PER MONTH DEVOTED DURING TRADING HOURS, STARTED 2017. 8.WILSON FAMILY YMCA, NOT INVESTMENT RELATED, 3436 AIRPORT BLVD., WILSON, NC 27896, FITNESS INSTRUCTOR, 12 HOURS PER MONTH / 0 DURING TRADING HOURS, STARTED 6/12/2019.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
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