Dimitri Rassias

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2017
  Deloitte And Touche, Llp
  New York, NY
• 09/2017 → 11/2019
  Ubs
  Weehawken, NJ
• 12/2019 → 05/2020
  Jp Morgan Chase Bank, N.A.
  Millburn, NJ
• 12/2019 → 05/2020
  Jp Morgan Securities, Llc
  Millburn, NJ
• 09/2019 → 09/2022
  The Carob Tree Coffee Company
  Monville, NJ
• 05/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 05/2020 → 09/2022
  Equitable Advisors, Llc
  New York, NY
• 10/2022 → Present
  Ubs
  New York, NY

Previous Registrations

• 2020-06-24 → 2022-10-07
  Equitable Advisors, Llc
  Newark, NJ
  Morristown, NJ
• 2019-12-19 → 2020-06-10
  J.P. Morgan Securities Llc
  Millburn, NJ
• 2019-09-04 → 2019-12-10
  Ubs Financial Services Inc.
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2019-08-29

Other Names

• Dimitri Rassias
• Dimitri Nikitas Rassias
• Dimitri N. Rassias