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Andrew Paul Goulson

Wells Fargo Clearing Services, LLC

Wayzata, MN

Wayzata, MN

CRD 5709882

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-08-02
  • MN RA
    APPROVED
    Since 2018-08-02

Branch Locations

950 E Wayzata Blvd, 2Nd Fl [Support Center], Wayzata, MN 55391 • United States

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Mound MN 10/2012 Present
Wells Fargo Clearing Services Llc Wayzata MN 09/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
S63 Uniform Securities Agent State Law Examination 2010-06-21
  • S66 Uniform Combined State Law Examination
    2018-11-27
  • S63 Uniform Securities Agent State Law Examination
    2010-06-21
Other Names
  • Andrew Goulson

View on SEC IAPD

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