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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-05
WI RA APPROVED 2010-04-30
  • TX RA
    APPROVED_RES
    Since 2013-09-05
  • WI RA
    APPROVED
    Since 2010-04-30

Branch Locations

480 Pilgrim Way, Green Bay, WI 54304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Green Bay WI 04/2010 Present
Bank Of America,Na Wayne NJ 09/2010 Present
Previous Registrations
  • 2009-12-05 → 2010-05-18
    Msi Financial Services, Inc.
    De Pere, WI
Other Businesses

I*570235For profit or not for profit: Entity CharitableName of outside business organization: PJ HEDEEN & CHILDREN FNDN INCInvestment related: NAddress of business: Sturgeon Bay, Wisconsin, 54235Nature of business: ["Private Foundation"]Position, title, association: ["Treasurer"], Start date of relationship: 4/30/2010Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Private foundation that meets its purpose via annual donations to local non-profits. I*137274For profit or not for profit: For-Profit OrganizationName of outside business organization: Quadro LLCInvestment related: YAddress of business:Green Bay, Wisconsin 54311Nature of business: LLCPosition, title, association: Limited Partner, Start date of relationship: 3/1/2010Number of hours devoted: 6 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Owns rental real estate I*47943FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PJ HEDEEN & CHILDREN FOUNDATION INCINVESTMENT RELATED: NADDRESS OF BUSINESS:STURGEON BAY, WISCONSIN 54235NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 12/1/1995NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MEMBER OF OUR FAMILY FOUNDATION, ASSISTING IN DONATION DECISIONS AND ACTING AS TREASURER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-13
  • S66 Uniform Combined State Law Examination
    2009-11-13

View on SEC IAPD

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