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Nicholas Joseph Risser

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-25
  • CA RA
    APPROVED
    Since 2025-04-25

Branch Locations

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bersot Capital Management, Llc Tiburon CA 01/2014 01/2019
Extended Travel San Francisco CA 02/2019 11/2019
Lpl Financial San Diego CA 11/2019 06/2021
Bersot Capital Management, Llc Tiburon CA 06/2021 03/2025
Bailard, Inc. Foster City CA 03/2025 Present
  • 01/2014 → 01/2019
    Bersot Capital Management, Llc
    Tiburon, CA
  • 02/2019 → 11/2019
    Extended Travel
    San Francisco, CA
  • 11/2019 → 06/2021
    Lpl Financial
    San Diego, CA
  • 06/2021 → 03/2025
    Bersot Capital Management, Llc
    Tiburon, CA
  • 03/2025 → Present
    Bailard, Inc.
    Foster City, CA
Previous Registrations
  • 2021-10-11 → 2025-05-13
    Bersot Capital Management, Llc
    Tiburon, CA
  • 2020-03-06 → 2021-07-14
    Lpl Financial Llc
    San Diego, CA
  • 2017-05-17 → 2019-02-13
    Bersot Capital Management, Llc
    Larkspur, CA
    Tiburon, CA
    Sausalito, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-01
S65 Uniform Investment Adviser Law Examination 2017-02-28
  • S63 Uniform Securities Agent State Law Examination
    2020-08-01
  • S65 Uniform Investment Adviser Law Examination
    2017-02-28
Designations

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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