Nicholas Joseph Risser

Employer firm

Bailard, Inc. CRD 110550

$7.56B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2019
  Bersot Capital Management, Llc
  Tiburon, CA
• 02/2019 → 11/2019
  Extended Travel
  San Francisco, CA
• 11/2019 → 06/2021
  Lpl Financial
  San Diego, CA
• 06/2021 → 03/2025
  Bersot Capital Management, Llc
  Tiburon, CA
• 03/2025 → Present
  Bailard, Inc.
  Foster City, CA

Previous Registrations

• 2021-10-11 → 2025-05-13
  Bersot Capital Management, Llc
  Tiburon, CA
• 2020-03-06 → 2021-07-14
  Lpl Financial Llc
  San Diego, CA
• 2017-05-17 → 2019-02-13
  Bersot Capital Management, Llc
  Larkspur, CA
  Tiburon, CA
  Sausalito, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-08-01
• S65 Uniform Investment Adviser Law Examination
  2017-02-28

Designations

• Certified Financial Planner