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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-25 |
| NY | RA | APPROVED | 2023-01-18 |
| TX | RA | APPROVED | 2023-01-18 |
Branch Locations
West Orange, NJ • United States
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 01/2023 |
| Wells Fargo Clearing Services, Llc | New York | NY | 01/2023 | Present |
MASSMUTUAL, NOT INV RELATED, SADDLE BROOK, NJ, START 2/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, INSURANCE PREMIUM TRAILS FROM PREVIOUS EMPLOYMENT. RENTAL PROPERTY, INVT RELATED, MAPLEWOOD, NJ, 100% OWNERSHIP, START DATE 11/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-24 |
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