Thomas George Dolby

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 05/2016 → 10/2018
  Bank Of America, N.A.
  San Francisco, CA
• 02/2019 → 01/2025
  City National Bank
  San Francisco, CA
• 06/2025 → Present
  Charles Schwab & Co, Inc
  San Francisco, CA
• 02/2025 → 05/2025
  Unemployed
  San Francisco, CA
• 11/2018 → 01/2019
  Unemployed
  San Francisco, CA
• 06/2025 → Present
  Schwab Wealth Advisory, Inc
  San Francisco, CA

Previous Registrations

• 2019-02-21 → 2025-01-24
  Rbc Securities, Inc
  San Francisco, CA
  San Francisco, CA
• 2016-04-15 → 2018-10-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2015-08-24 → 2015-11-03
  Ameriprise Financial Services, Llc
  San Francisco, CA
• 2015-04-09 → 2015-06-01
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 2011-11-23 → 2014-11-05
  Northwestern Mutual Investment Services, Llc
  San Francisco, CA
• 2010-07-07 → 2010-09-09
  Shelton Capital Management
  Denver, CO
• 2008-06-12 → 2009-02-24
  Ameriprise Financial Services, Llc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-16
• S63 Uniform Securities Agent State Law Examination
  2006-03-25

Designations

• Certified Financial Planner

Other Names

• Tom Dolby
• Thomas G Dolby
• Tom G Dolby