Best Investors Account Sign in
Inactive

Carlos A Rodrigues

Fortune Financial

Livingston, NJ

Claim This Profile
Current Employers
Fortune Financial

Livingston, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-16
  • NJ RA
    APPROVED
    Since 2026-01-16

Branch Locations

Livingston, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortune Financial Llc Livingston NJ 05/2005 Present
Nj Elevator Inspection Agency Livingston NJ 05/2010 Present
  • 05/2005 → Present
    Fortune Financial Llc
    Livingston, NJ
  • 05/2010 → Present
    Nj Elevator Inspection Agency
    Livingston, NJ
Previous Registrations
Other Businesses

NJ Elevator Inspection Agency, NOT INVESTMENT RELATED, Livingston, NJ, Owner/Operator, 05/2010, 200 HOURS/MONTH, MANAGING INSPECTION ACTIVITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-10
  • S65 Uniform Investment Adviser Law Examination
    2006-04-10

View on SEC IAPD

More in Livingston, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor