Annie Chen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Massmutual Life Insurance Co
  Paramus, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Paramus, NJ

Other Businesses

(1) Name: Fortune Realty LLC Inv rel: Y Add: Residential Nature: Simple Rental Property Position: Sole Owner Start date: 04/2015 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Landlord. (2) Name: Annie Chen Inv rel: Y Add: 659 E22nd street Paterson, NJ 07501 Nature: Simple Rental Property Position: Sole Owner Start date: 07/2010 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Landlord Collect Rent. (3) Name: Annie Chen Inv rel: Y Add: 5166 Gorsline Street Elmhurst, NJ 11373 Nature: Simple Rental Property Position: Sole Owner Start date: 12/2007 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Landlord Collect Rent. (4) Name: Annie Chen Inv rel: Y Add: Residential Nature: Outside Insurance Sales: Life, Disability, Equity fixed Life, Long-term care, Fixed annuities, Health Position: Independent Insurance Agent Start date: 01/03/2023 No. HR/MO: 5. No. HR/MO during sec trading: 1. Describe duties: Sell & Service fixed insurance products. (5) Name: Eco Paper Products Inc. Inv rel: Y Add: 5201 Flushing Ave, Maspeth, NY 11378 Nature: Import and wholesale paper bags Position: Business owner Start date: 06/11/2020 No. HR/MO: 1. No. HR/MO during sec trading: 0. Describe duties: Own 50% of ownership as an investor, the other business partner runs the business. Sometimes when she is on vacation, she will forward calls to me to take orders. (6) Name: Annie Chen DBA AMC Legacy Inv rel: Y Add: 61 S Paramus Road #575, Paramus, NJ 07652 Nature: Outside Insurance Sales Position: Insurance Broker Start date: 03/06/2019 No. HR/MO: 2. No. HR/MO during sec trading: 2. Describe duties: Property and casualty. (7) Name: 78 Market St Realty LLC Inv rel: Y Add: 78 Market St, Paterson, NJ 07505 Nature: Rental Property Position: owner/authorized member Start Date: 03/05/2020 No. Hr/MO: 3. No. HR/MO During Sec Trading: 0. Describe Duties: Bookkeeping, update rental lease, dispatch handyman, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-20
• S63 Uniform Securities Agent State Law Examination
  2010-03-18

Other Names

• Miao Chen