Andrew Themis

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2026-04-14
AK	RA	APPROVED	2026-03-27
MT	RA	APPROVED	2026-03-17
ND	RA	APPROVED	2026-03-17
AR	RA	APPROVED	2026-03-16
IA	RA	APPROVED	2026-03-16
DE	RA	APPROVED	2026-03-13
GA	RA	APPROVED	2026-03-13
AL	RA	APPROVED	2026-03-12
KS	RA	APPROVED	2026-03-12
LA	RA	APPROVED	2026-03-12
ME	RA	APPROVED	2026-03-12
MN	RA	APPROVED	2026-03-12
NE	RA	APPROVED	2026-03-12
NC	RA	APPROVED	2026-03-12
UT	RA	APPROVED	2026-03-12
VI	RA	APPROVED	2026-03-12
NY	RA	APPROVED	2025-04-08
NM	RA	APPROVED	2022-01-03
TX	RA	APPROVED	2014-09-22
DC	RA	APPROVED	2014-07-08
MD	RA	APPROVED	2014-06-10
NJ	RA	APPROVED	2014-04-24

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	04/2014	Present
Hsbc Bank Usa, N.A.	New York	NY	04/2016	Present

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-14