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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-27
CA RA APPROVED 2016-10-11
  • TX RA
    APPROVED
    Since 2023-10-27
  • CA RA
    APPROVED
    Since 2016-10-11

Branch Locations

2033 Gateway Place Suite 500, San Jose, CA 95110 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Los Gatos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
401K Advisors San Jose CA 04/2013 04/2018
Nfp Advisor Services, Llc. Austin TX 08/2014 05/2017
Kestra Investment Services, Llc San Jose CA 08/2014 Present
Kestra Advisory Services, Llc San Jose CA 10/2016 Present
Strategic Retirement Partners Aliso Viejo CA 07/2015 10/2016
  • 04/2013 → 04/2018
    401K Advisors
    San Jose, CA
  • 08/2014 → 05/2017
    Nfp Advisor Services, Llc.
    Austin, TX
  • 08/2014 → Present
    Kestra Investment Services, Llc
    San Jose, CA
  • 10/2016 → Present
    San Jose, CA
  • 07/2015 → 10/2016
    Strategic Retirement Partners
    Aliso Viejo, CA
Previous Registrations
  • 2013-05-29 → 2017-01-04
    San Jose, CA
    Aliso Viejo, CA
  • 2010-03-10 → 2014-08-14
    Financial Telesis Inc
    San Jose, CA
    Santa Clara, CA
    San Rafael, CA
    San Francisco, CA
Other Businesses

Business Name: 401(k) 403(b) Fiduciary Advisors Investment Related: Yes Address: 1731 Technology Dr. Suite 250 San Jose CA 95110 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Plan Consultant Start Date: 8/18/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Prospecting and Account Support KESTRA ADVISORY SERVICES, LLC POSITION: Senior Plan Consultant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 10/01/2016 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Suite 250, Austin TX 78735, United States DESCRIPTION: Sales, Operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-03
S63 Uniform Securities Agent State Law Examination 2009-09-04
  • S65 Uniform Investment Adviser Law Examination
    2009-10-03
  • S63 Uniform Securities Agent State Law Examination
    2009-09-04
Designations
Other Names
  • Jeremy Pomer
  • Jeremy Arnold Pomer

View on SEC IAPD

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