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Christopher Sean Toye

First Trust Advisors LP

Wheaton, IL

Nashville, TN

CRD 5708655

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-01-03
IL RA APPROVED 2019-04-29
  • TN RA
    APPROVED
    Since 2023-01-03
  • IL RA
    APPROVED
    Since 2019-04-29

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 07/2010 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
First Trust Portfolios L.P. Wheaton IL 04/2019 Present
First Trust Advisors L.P. Wheaton IL 04/2019 Present
  • 07/2010 → 04/2019
    Morgan Stanley Smith Barney
    Tampa, FL
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 04/2019 → Present
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-24
  • S66 Uniform Combined State Law Examination
    2011-01-24
Other Names
  • Christopher Sean Toye
  • Christopher Toye

View on SEC IAPD

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