Best Investors Account Sign in

Christopher Sean Toye

First Trust Advisors LP

Wheaton, IL

Nashville, TN

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-01-03
IL RA APPROVED 2019-04-29
  • TN RA
    APPROVED
    Since 2023-01-03
  • IL RA
    APPROVED
    Since 2019-04-29

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 07/2010 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
First Trust Portfolios L.P. Wheaton IL 04/2019 Present
First Trust Advisors L.P. Wheaton IL 04/2019 Present
  • 07/2010 → 04/2019
    Morgan Stanley Smith Barney
    Tampa, FL
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 04/2019 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-24
  • S66 Uniform Combined State Law Examination
    2011-01-24
Other Names
  • Christopher Sean Toye
  • Christopher Toye

View on SEC IAPD

Other Firms

BOOSTER ASSET MANAGEMENT, LLC
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor