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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-01-06 |
Branch Locations
350 Granite St Ste 1202A, Braintree, MA 02184-3958 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Wheaton | IL | 01/2017 | 02/2017 |
| Horner Townsend And Kent Inc | Chicago | IL | 08/2012 | 01/2017 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 03/2017 | 08/2020 |
| Penn Mutual Life Insurance Company Thg Financial | Chicago | IL | 05/2012 | 01/2017 |
| Chad Mcquade | Oak Brook | IL | 02/2017 | 03/2017 |
| Michael Lindberg | Oak Brook | IL | 02/2017 | 03/2017 |
| Chade Mcquade | Oak Brook | IL | 03/2017 | 06/2018 |
| Michael Lindberg | Oak Brook | IL | 03/2017 | 12/2019 |
| Scott Desantis | Boston | MA | 01/2020 | 09/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2020 | 08/2020 |
| Ameriprise Financial Services, Llc | Braintree | MA | 01/2021 | Present |
| Self | Melrose | MA | 09/2020 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-18 |
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