Scott Andrew Ellsworth

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 02/2016 → Present
  Williams & Co Dba Williams And Company Financial Services
  Grandville, MI
• 01/2021 → Present
  One2One Wealth Strategies
  Gilbert, AZ

Previous Registrations

• 2014-11-11 → 2016-03-02
  Legend Advisory, Llc
  Round Rock, TX
  Palm Beach Gardens, FL
• 2010-01-22 → 2014-11-11
  New England Securities
  Round Rock, TX

Other Businesses

1) Williams & Co dba Williams and Company Financial Services - 3551 E Geronimo Court, Gilbert AZ 85295; Investment related; Financial Sales & Svcs; Representative; Start date 2/16; 120 hrs/mnth & during trading. 2)One2One Wealth Strategies - 3551 E Geronimo Court, Gilbert AZ 85295; Start date 01/15/2021; Financial Advisor; Financial Sales and Service; 120 hrs/mo; 90 hrs/mo during trading; IR

Exams

• S66 Uniform Combined State Law Examination
  2009-11-25

Other Names

• Scott Ellsworth