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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-11-14 |
| PA | RA | APPROVED | 2016-03-23 |
Branch Locations
One Penns Way - 01, New Castle, DE 19720 • United States
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Philadelphia | PA | 12/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-07 |
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