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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
PA RA APPROVED 2016-03-23
  • DE RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2016-03-23

Branch Locations

One Penns Way - 01, New Castle, DE 19720 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Philadelphia PA 12/2015 Present
  • 12/2015 → Present
    Citigroup
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-11
S63 Uniform Securities Agent State Law Examination 2010-04-07
  • S65 Uniform Investment Adviser Law Examination
    2016-03-11
  • S63 Uniform Securities Agent State Law Examination
    2010-04-07

View on SEC IAPD

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