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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-04
NY RA APPROVED 2025-03-20
TX RA APPROVED_RES 2025-03-20
  • CT RA
    APPROVED
    Since 2025-04-04
  • NY RA
    APPROVED
    Since 2025-03-20
  • TX RA
    APPROVED_RES
    Since 2025-03-20

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Rochester NY 10/2015 03/2025
Ubs Garden City NY 03/2025 Present
  • 10/2015 → 03/2025
    Rochester, NY
  • 03/2025 → Present
    Ubs
    Garden City, NY
Previous Registrations
Other Businesses

1. St John Fisher Columbiettes Auxillary , RochesterNY United States-14445, Charity, Fund raising and donating to organization. Volunteering. Service, Member of Board of directors, Financial Secretary, start date-7/1/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-05
  • S66 Uniform Combined State Law Examination
    2016-12-05
Other Names
  • Susan Dezio

View on SEC IAPD

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