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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-17 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
420 Montgomery St 8Th Fl [Wealth Mgmt], San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | San Francisco | CA | 10/2024 | Present |
| Wells Fargo Bank | San Francisco | CA | 10/2024 | Present |
| Wells Fargo Bank | San Francisco | CA | 10/2022 | 05/2024 |
| Mufg Union Bank | San Francisco | CA | 03/2011 | 10/2022 |
| Unemployed | San Francisco | CA | 05/2024 | 10/2024 |
APARTMENT RENTAL PROPERTY; INV RELATED; OAKLAND, CA; 100% OWNERSHIP WITH SPOUSE; 03/2025; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL APARTMENTS | LAW LICENSE; INV RELATED; SAN FRANCISCO, CA; LAW LICENSE HOLDER; 01/1993; 2 HOURS PER MONTH; 0 DURING TRADING; CONTINUING EDUCATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-17 |
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