Cara Perrotta Gardner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 07/2020
  Michigan Securities, Inc.
  Southfield, MI
• 06/2020 → 02/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2020 → 02/2021
  Pks Advisory Services
  Albany, NY
• 02/2021 → Present
  Lpl Financial, Llc
  Farmington Hills, MI

Previous Registrations

• 2020-06-18 → 2021-02-25
  Pks Advisory Services, Llc
  Albany, NY
• 2016-12-16 → 2020-07-15
  Michigan Advisors, Inc
  Bloomfield Hills, MI
  Albany, NY
• 2011-08-09 → 2011-11-01
  Ameriprise Financial Services, Llc
  Bloomfield Hills, MI
  Howell, MI

Other Businesses

1. 11/10/2021 - No Business Name - Not Investment Related - No Location - Other-Promissory Note - Start Date: 07/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 09/15/2022 - NORTH COAST WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/26/2021 3) 03/13/2025 - CPG Capital, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:09/30/2024 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-15

Designations

• Certified Financial Planner

Other Names

• Cara Sommerfield
• Cara P Gardner