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Thomas James Gies

Edward Jones

Park City, UT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-07
UT RA APPROVED 2025-04-08
  • TX RA
    APPROVED
    Since 2025-05-07
  • UT RA
    APPROVED
    Since 2025-04-08

Branch Locations

1755 Prospector Avenue Suite 202, Park City, UT 84060-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton San Mateo CA 08/2009 01/2025
Edward Jones St. Louis MO 02/2025 Present
  • 08/2009 → 01/2025
    Franklin Templeton
    San Mateo, CA
  • 02/2025 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-06
S63 Uniform Securities Agent State Law Examination 2009-09-16
  • S66 Uniform Combined State Law Examination
    2025-03-06
  • S63 Uniform Securities Agent State Law Examination
    2009-09-16
Other Names
  • Tj Gies
  • Thomas James Gies
  • Thomas J Gies

View on SEC IAPD

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Other Offices

DECATHLON CAPITAL MANAGEMENT II, LLC · PARK CITY, UT
THE CAPROCK GROUP, LLC · PARK CITY, UT
MORGAN STANLEY · Park City, UT
WELLS FARGO CLEARING SERVICES, LLC · PARK CITY, UT
DW HEALTHCARE PARTNERS · PARK CITY, UT
HST VENTURES, LLC · PARK CITY, UT
OAKHOUSE PARTNERS, LLC · PARK CITY, UT
HUNTER SEARCH MANAGEMENT · PARK CITY, UT

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