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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| PA | RA | APPROVED | 2021-10-18 |
Branch Locations
1650 Market St Floor 47, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2019 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2017 | 05/2019 |
| Bank Of America Merrill Lynch | Pennington | NJ | 06/2015 | 04/2017 |
| Nj Army National Guard | Lawrenceville | NJ | 11/2010 | Present |
| Jpmorgan Chase Bank, N.A. | Philadelphia | PA | 09/2021 | Present |
| J.P. Morgan Securities Llc | Philadelphia | PA | 09/2021 | Present |
"Entity Name: The Watershed Institute Investment related: No "Address: 31 Titus Mill Road Pennington, NJ 08534 609-737-3735 thewatershed.org https://thewatershed.org/nominees-for-trustees/" Nature of the other business: Environmental Position/Title/Relationship: Employee/Contractor Start Date: 04/24/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Keeping water clean, safe and healthy is the heart of our mission. We work to protect and restore our water and natural environment in central New Jersey through conservation, advocacy, science and education. Entity Name: NJ Army National Guard Investment related: No Address: NJ Army National Guard 151 Eggert Crossing Road Lawrenceville, NJ 08648 Nature of the other business: US Military Position/Title/ Relationship: Employee/Contractor Start Date: 11/29/2010 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Serve as Brigade/Command Chaplain. When not federalized, the Army National Guard has a federal obligation or mission. That mission is to maintain properly trained and equipped units, available for prompt mobilization for war, national emergency, or as otherwise needed. The Army National Guard is a partner with the Active Army and the Army Reserves in fulfilling the country's military needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-09 |
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