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1211 Newell Ave Suite 130, Walnut Creek, CA 94596 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-07 |
| CA | RA | APPROVED | 2015-02-20 |
Branch Locations
1211 Newell Ave Suite 130, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pathwise Wealth Partners, Llc | Pleasant Hill | CA | 11/2014 | Present |
| Diablo Valley College | Pleasant Hill | CA | 01/2017 | Present |
Mr. Puzia is a Professor at Diablo Valley College, Investment Related -Educational - 321 Golf Club Road, Pleasant Hill CA 94523 as of 1/1/2017.Mr. Puzia spends approximately 25 hours a month and devotes less than an hour during securities trading hours. Mr. Puzia teaches Financial Accounting and Managerial Accounting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-26 |
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